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Job Title Temporary Distribution Compliance Specialist 
Opening Date 30-Sep-2021
Closing Date 30-Oct-2021
Location London
Description

Capula are looking for a Temporary Distribution Compliance Specialist to join our London office for a period of around 6 months to start asap. We are flexible on the position being full time or part time.

Overall purpose of the job:

  • Act as point of contact for Investor Relations team in London and provide advice on marketing activities in the UK, EEA, and other jurisdictions globally
  • Review and provide timely feedback to Investor Relations on marketing materials prior to final approval and distribution
  • Assist CCO with any necessary marketing registrations or notifications in the UK, EEA or elsewhere
  • Assist CCO with implementation of new or revised marketing or distribution regulations
  • Review new fund proposals and help coordinate internal target market and suitability assessments
  • Assess professional client status and coordinate opt-up process where appropriate
  • Perform other ad hoc compliance tasks when time permits

Education and Qualifications

  • Graduate or relevant experience/regulatory approval

Experience

  • Experience advising marketing team(s) on local marketing restrictions and requirements
  • Knowledge of AIFMD and MiFID2 marketing requirements

Skills

  • Familiarity with using Simmons & Simmons navigator platform is preferred
  • Good communicator
  • Ability to work under pressure
  • Strong attention to detail