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Opening Date 17-Feb-2021
Job Role Analyst
Department Accounts


Provides direct support to the Senior AML Analyst and the AML Analyst and is responsible for assisting with monitoring and controlling the Firm's risk and compliance in relation to AML (anti-money laundering), CTF (counter-terrorist financing), KYC (know your customer requirements) checks and related compliance issues.

Essential duties
• AML/CTF: Understand all relevant internal and external rules, regulations and procedures, guidance and best practice, including SRA regulations and guidance and Law Society guidance.
• Ensure AML record keeping and administration tasks are performed to a high standard and with detailed care and attention.
• Perform new business intake tasks in the London office e.g. carrying out Client Due Diligence (CDD) and AML database checks using various databases and search facilities.
• Liaise with lawyers and other colleagues globally (over 40 offices) in relation to UK AML/KYC requirements.
• Undertake monitoring of the Firm's clients in compliance with ongoing monitoring obligations and monitor risk assessment processes.
• Assist in the preparation for internal and external audits of the Firm's AML and related compliance procedures.
• Assist in the ongoing maintenance of high risk and PEP registers.
• Arrange for files to be reviewed in accordance with the SRA regulations; conduct the administrative elements of file reviews.
• Attend meetings with the MLCO/MLRO as required.
• Assist with Risk and Compliance induction for all new joiners; review the SRA code of conduct and guidance in relation to AML; assist with client inception, conflicts and AML processes.
• Assist with Risk and Compliance training for fee earners and secretaries.
Additional duties
• Perform other duties and responsibilities as directed.

For more information please refer to the attachment

Additional Documents
Attachment Uploaded by Firm User
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